| Company Name |
Capitol Federal Financial, Inc. |
| Offering Type |
Operating Partnership Units |
| Description |
Common Stock |
| ISIN |
US14057J1016 |
| Currency of Issue |
USD |
| Trading Symbol (Exchange) |
CFFN (NASDAQ) |
| |
| Announcement Date |
5/6/2010 |
| Expected Completion |
12/22/2010 |
| Completion Date |
12/21/2010 |
| Lock-up Expiration |
3/22/2011 |
| |
| 144a? |
No |
| Mandatory Redemption? |
No |
| Convertible? |
No |
| Exchange for Existing Issue? |
No |
| Use of Proceeds |
| The company intends to use the net proceeds of this offering
to fund a loan to the ESOP plan, repay outstanding trust preferred
securities, pay cash dividends, repurchase shares of common stock,
invest in securities, finance the acquisitions of financial
institutions, and for other general corporate purposes. |
| Pricing |
| Offer Price ($) |
10.00 |
| Gross Amount Offered ($000) |
1,181,500 |
| Amount Including Overallotment ($000) |
1,181,500 |
| Shares Offered |
118,150,000 |
| Total Shares Offered |
118,150,000 |
| Underwriters |
Shares Underwritten |
Amount Underwritten($000) |
| Book Manager(s) |
| Sandler O'Neill & Partners, L.P. |
- |
- |
| Co-Manager(s) |
| Keefe, Bruyette & Woods, Inc. |
- |
- |
| Morgan Keegan & Company, LLC |
- |
- |
| RBC Capital Markets, LLC |
- |
- |
| Sterne, Agee & Leach, Inc. |
- |
- |
| Stifel, Nicolaus & Company, Incorporated |
- |
- |
| Agent(s) |
| Sandler O'Neill & Partners, L.P. |
38,500,000 |
385,000 |
| Professionals |
| Issuer's Counsel |
Silver, Freedman, Taff & Tiernan LLP |
| Underwriter's Counsel |
Kilpatrick Townsend & Stockton LLP |
| Auditor(s) |
Deloitte & Touche, LLP |
|
|